Defendant Name:
FuelCell Energy, Inc.
Defendant Type:
Public Company
SIC Code:
3629
CUSIP:
35952H60
Document Reference:
33-10831
Document Details
Legal Case Name
In the Matter of FuelCell Energy, Inc.
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
03-Sep-2020
Document Format
Administrative Proceeding
Allegation Type
Securities Offering
Document Summary
On September 3, 2020 the SEC instituted settled cease-and-desist proceedings against FuelCell Energy, Inc. The Commission stated: "This proceeding concerns failures by FuelCell, a Connecticut-based, publicly traded company that designs, manufactures, installs, and services fuel cell power plants, to satisfy its prospectus delivery obligations to investors in connection with five offerings the company conducted from 2005 to 2017."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Self Reporting to SEC
