Defendant Name: Allen Garner

Defendant Type: Individual

Document Reference: court_doc11_20-cv-01440

Document Details

Legal Case Name SEC v. Revolution Lighting Technologies, Inc., Robert LaPenta, James DePalma, Daniel O'Neal, and Allen Garner
Document Name Final Judgment as to Defendant Allen Garner
Document Date 09-Oct-2020
Document Format Civil Proceeding
Case Number 20-cv-01440
Federal District Court Connecticut, District of Connecticut
Federal District Judge Charles S. Haight, Jr.
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Bars:
  • Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:

Civil Penalty

Individual:     $25,000.00 Shared:    

Related Documents:

comp-pr2020-221 24-Sep-2020 Complaint
Complaint

Related Actions:

In the Matter of James DePalma, CPA
In the Matter of Daniel O'Neal
In the Matter of Allen Garner
In the Matter of RSM US LLP
In the Matter of Steven Kirn, CPA, Michael Piqueira, CPA, and Richard Condon, CPA