Defendant Name:
Donald S. LaGuardia, Jr.
Defendant Type:
Individual
Document Reference:
court_doc106_19-cv-05895
Document Details
Legal Case Name
SEC (Plaintiff) v. Donald LaGuardia (Defendant) v. LR Global Frontier Master Fund Ltd., LR Global Frontier Fund Ltd. (Offshore), LR Global Frontier Fund Ltd. (Onshore) (Relief Defendants)
Document Name
Final Judgment as to Defendant Donald S. LaGuardia Jr.
Document Date
30-Aug-2023
Document Format
Civil Proceeding
Case Number
19-cv-05895
Federal District Court
New York, Southern District of New York
Federal District Judge
Andrew L. Carter, Jr.
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Resolutions
Enjoinment
The Court ordered that: "Defendant’s $741,990.55 payment obligation is deemed satisfied by the order of restitution for the amount of $4,039,872.46 and $2,571,500 in forfeiture entered against Defendant in United States v. LaGuardia, 19-cr-00893 (S.D.N.Y.)(LAK)."
Monetary Penalties:
Disgorgement
Individual:
$590,424.00
Shared:
Pre-Judgment Interest
Individual:
$151,566.55
Shared:
Total Penalty
Individual:
$741,990.55
Shared:
Other Defendants in Action:
