Defendant Name:
Carrie L. Tolstedt
Defendant Type:
Individual
Document Reference:
court_doc55_20-cv-07987
Document Details
Legal Case Name
SEC v. Carrie L. Tolstedt
Document Name
Final Judgment
Document Date
31-May-2023
Document Format
Civil Proceeding
Case Number
20-cv-07987
Federal District Court
California, Northern District of California
Federal District Judge
Jon S. Tigar
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Enjoinment
The Court ordered that: "The Commission shall hold the funds (collectively, the “Fund”) until further order of this Court. The SEC may propose a plan to distribute the Fund subject to the Court’s approval, and the Court shall retain jurisdiction over the administration of any distribution of the Fund."
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
Monetary Penalties:
Disgorgement
Individual:
$1,459,076.00
Shared:
Civil Penalty
Individual:
$3,000,000.00
Shared:
Pre-Judgment Interest
Individual:
$447,874.00
Shared:
