Defendant Name:
John G. Stumpf
Defendant Type:
Individual
Document Reference:
33-10887
Document Details
Legal Case Name
In the Matter of John G. Stumpf
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
13-Nov-2020
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Fair Funds
Monetary Penalties:
Civil Penalty
Individual:
$2,500,000.00
Shared:
