Defendant Name:
Douglas Smith
Defendant Type:
Individual
Document Reference:
court_doc359_07-cv-02822
Document Details
Legal Case Name
SEC v. Mercury Interactive, LLC (f/k/a Mercury Interactive, Inc.), Amnon Landan, Sharlene Abrams, Douglas Smith and Susan Skaer
Document Name
Final Judgement as to Defendant Douglas Smith
Document Date
21-Feb-2013
Document Format
Civil Proceeding
Case Number
07-cv-02822
Federal District Court
California, Northern District of California
Federal District Judge
William H. Alsup
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Monetary Penalties:
Disgorgement
Individual:
$451,200.00
Shared:
Civil Penalty
Individual:
$100,000.00
Shared:
Clawback provision under Section 304 of the Sarbanes-Oxley Act of 2002
Individual:
$2,814,687.00
Shared:
Other Defendants in Action:
