Defendant Name:
Mark E. Watson III
Defendant Type:
Individual
Document Reference:
34-90630
Document Details
Legal Case Name
In the Matter of Mark E. Watson III
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
10-Dec-2020
Document Format
Administrative Proceeding
AAER
4195
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$450,000.00
Shared: