Defendant Name: SG Americas Securities LLC

Defendant Type: Other

Document Reference: 2015-287-SG Americas

Document Details

Legal Case Name In the Matter of SG Americas Securities LLC and Yimin Ge
Document Name Morgan Stanley Settles Charges in "Parking" Scheme
Document Date 22-Dec-2015
Document Format Administrative Proceeding
File Number 3-17017
Allegation Type Broker Dealer
Document Summary

Related Documents:

33-9999 22-Dec-2015 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

Yimin Ge

Related Actions:

In the Matter of Morgan Stanley Investment Management Inc. and Sheila Huang
Morgan Stanley Investment Management Inc.
Sheila Huang