Defendant Name:
Scott Jones
Defendant Type:
Individual
Document Reference:
34-54861
Document Details
Legal Case Name
In the Matter of Jefferies & Co., Inc. and Scott Jones
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934
Document Date
01-Dec-2006
Document Format
Administrative Proceeding
Allegation Type
Broker Dealer
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar from acting in a supervisory capacity for any broker or dealer for 3 months
Monetary Penalties:
Civil Penalty
Individual:
$50,000.00
Shared:
Other Defendants in Action:
