Defendant Name:
OZ Management, LP
Defendant Type:
Subsidiary of Public Company
Document Reference:
2015-145
Document Details
Legal Case Name
In the Matter of OZ Management, LP
Document Name
OZ Management LP Admits Providing Inaccurate Data, Impacting Brokers' Records and "Blue Sheets"
Document Date
14-Jul-2015
Document Format
Administrative Proceeding
Allegation Type
Broker Dealer
Document Summary
On July 14, 2015, the SEC announced that it "charged OZ Management LP with providing inaccurate trade data to four prime brokers, causing inaccuracies in the brokers' books and records and in data provided to the SEC in investigations."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order