Defendant Name: OZ Management, LP

Defendant Type: Subsidiary of Public Company

Document Reference: 2015-145

Document Details

Legal Case Name In the Matter of OZ Management, LP
Document Name OZ Management LP Admits Providing Inaccurate Data, Impacting Brokers' Records and "Blue Sheets"
Document Date 14-Jul-2015
Document Format Administrative Proceeding
File Number 3-16686
Allegation Type Broker Dealer
Document Summary On July 14, 2015, the SEC announced that it "charged OZ Management LP with providing inaccurate trade data to four prime brokers, causing inaccuracies in the brokers' books and records and in data provided to the SEC in investigations."

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order

Related Documents:

34-75445 14-Jul-2015 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
On July 14, 2015, the SEC instituted settled cease-and-desist proceedings against OZ Management, LP. According to the SEC: "These proceedings arise from OZ Management, a registered investment adviser, providing inaccurate trade data to four of its prime brokers. The inaccurate data became part of the brokers' required books and records and blue sheet submissions and concerned thousands of sales and millions of shares."