Defendant Name: David W. Noack

Defendant Type: Individual

Document Reference: comp22064

Document Details

Legal Case Name SEC v. Stifel, Nicolaus & Co., Inc. and David W. Noack
Document Name Complaint
Document Date 10-Aug-2011
Document Format Civil Proceeding
Case Number 11-cv-00755
Federal District Court Wisconsin, Eastern District of Wisconsin
Allegation Type Municipal Securities & Public Pensions
Document Summary

Related Documents:

lr23700-final-judgment 06-Dec-2016 Court Docket Document
Final Judgment as to Defendants Stifel Nicolaus & Company, Incorporated and David W. Noack
court_doc338_11-cv-00755 06-Dec-2016 Court Docket Document
Final Judgment as to Defendants Stifel Nicolaus & Company, Incorporated and David W. Noack
LR-23700 07-Dec-2016 Litigation Release
Stifel, Nicolaus and Former Stifel Executive Pay Over $24.5 Million and Admit Wrongdoing in Connection with the Sale of Synthetic CDOs to Wisconsin School Districts

Other Defendants in Action:

Stifel, Nicolaus & Company, Inc.

Related Actions:

In the Matter of RBC Capital Markets, LLC (formerly known as RBC Capital Markets Corp.)
RBC Capital Markets, LLC
In the Matter of David W. Noack
David W. Noack