Defendant Name: J. Michael Scarborough

Defendant Type: Individual

Document Reference: 34-81064_3-11538

Document Details

Legal Case Name In the Matter of J. Michael Scarborough and Royal Alliance Associates, Inc.
Document Name Notice of Name Change of Appointed Tax Administrator
Document Date 30-Jun-2017
Document Format Administrative Proceeding
File Number 3-11538
Allegation Type Broker Dealer
Document Summary

Disgorgement & Penalty Information

Resolutions
On June 30, 2017, the SEC announced a Name Change of Appointed Tax Administrator.

Related Documents:

33-8438 08-Jul-2004 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Section 15(b) of the Securities Exchange Act of 1934

Other Defendants in Action:

Royal Alliance Associates, Inc.