Related Documents:
33-8832
09-Aug-2007
Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities and Exchange Act of 1934, and Sections 9(b) and 9(f) of the Investment Company Act of 1940
On August 9, 2007, the SEC instituted settled administrative and cease-and-desist proceedings against General American Life Insurance Company and William C. Thater. According to the SEC: "From January 2002 through November 2002 ('the relevant period'), Thater permitted and General American failed to prevent late trading of underlying mutual funds that were offered through General American's private placement variable universal life insurance ('PPVUL') policies."
34-57863
23-May-2008
Administrative Proceeding
General American Life Insurance Company and William C. Thater
On May 7, 2008, the Commission issued an order appointing Damasco and Associates as the Tax Administrator for the Qualified Settlement Fund in the administrative proceeding In the Matter of Gabelli Funds, LLC (the 'Order'). This Order amends the May 7, 2008 Order to provide that the appointment of Damasco and Associates shall be made nunc pro tunc to February 29, 2008.
34-57863-pdp
23-May-2008
Administrative Proceeding
Proposed Plan Of Distribution
On May 7, 2008, the Commission issued an order appointing Damasco and Associates as the Tax Administrator for the Qualified Settlement Fund in the administrative proceeding In the Matter of Gabelli Funds, LLC (the 'Order'). This Order amends the May 7, 2008 Order to provide that the appointment of Damasco and Associates shall be made nunc pro tunc to February 29, 2008.
34-60447
05-Aug-2009
Administrative Proceeding
Order Directing Disbursement of Fair Fund
The SEC stated: "Accordingly, it is ORDERED that the Commission staff shall disburse the Fair Fund in the amount stated in the validated electronic payment file of $3,532,822.80, as provided for in the Distribution Plan."
34-63144
21-Oct-2010
Administrative Proceeding
Order Discharging Plan Administrator and Terminating Fair Fund
On October 21, 2010, the SEC ordered the termination of the Fair Fund and the discharge of the Plan Administrator. According to the SEC: "Pursuant to the Final Accounting, $4,435.67 in residual funds is to be transmitted to the U.S. Treasury."
