Defendant Name:
Moody's Investors Service, Inc.
Defendant Type:
Subsidiary of Public Company
Document Reference:
2010-159
Document Details
Legal Case Name
Report of Investigation: Moody's Investors Service, Inc.
Document Name
SEC Issues Report Cautioning Credit Rating Agencies
Document Date
31-Aug-2010
Document Format
Administrative Proceeding
Allegation Type
Other
Document Summary
On August 31, 2010, the SEC announced that it "issued a report cautioning credit rating agencies about deceptive ratings conduct and the importance of sufficient internal controls over the policies, procedures, and methodologies the firms use to determine credit ratings."
Disgorgement & Penalty Information
Resolutions
Report of Investigation