Defendant Name:
Standard & Poor's Ratings Services
Defendant Type:
Subsidiary of Public Company
Document Reference:
2015-10_3-16347
Document Details
Legal Case Name
In the Matter of Standard & Poor's Ratings Services
Document Name
SEC Announces Charges Against Standard & Poor's for Fraudulent Ratings Misconduct
Document Date
21-Jan-2015
Document Format
Administrative Proceeding
Allegation Type
Other
Document Summary
On January 21, 2015, the SEC issued a Press Release that stated: "The Securities and Exchange Commission today announced a series of federal securities law violations by Standard & Poor's Ratings Services involving fraudulent misconduct in its ratings of certain commercial mortgage-backed securities (CMBS)."
Disgorgement & Penalty Information
Resolutions
Other Compliance Related Undertaking
Cooperation Before the Resolution
Self Reporting to SEC