Defendant Name:
Goldman, Sachs & Co.
Defendant Type:
Subsidiary of Public Company
Document Reference:
2016-9
Document Details
Legal Case Name
In the Matter of Goldman, Sachs & Co.
Document Name
SEC Charges Goldman Sachs With Improper Securities Lending Practices
Document Date
14-Jan-2016
Document Format
Administrative Proceeding
Allegation Type
Broker Dealer
Document Summary
On January 14, 2016, the SEC announced that: "Goldman, Sachs & Co. has agreed to pay $15 million to settle charges that its securities lending practices violated federal regulations."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Censured