Defendant Name:
Harding Advisory LLC
Defendant Type:
Other
Document Reference:
33-9467
Document Details
Legal Case Name
In the Matter of Harding Advisory LLC and Wing F. Chau, Respondents
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Document Date
18-Oct-2013
Document Format
Administrative Proceeding
Allegation Type
Securities Offering
Other Defendants in Action:
