Defendant Name:
Ellen E. Terry
Defendant Type:
Individual
Document Reference:
IC-30313
Document Details
Legal Case Name
In the Matter of The New America High Income Fund Inc.; Robert F. Birch; and Ellen E. Terry
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 9(b) and 9(f) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
20-Dec-2012
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$10,000.00
Shared:
Other Defendants in Action:
