Defendant Name:
Deutsche Bank AG
Defendant Type:
Public Company
Document Reference:
34-90875-s
Document Details
Legal Case Name
In the Matter of Deutsche Bank AG
Document Name
SEC Charges Deutsche Bank with FCPA Violations Related to Third Party Intermediaries
Document Date
08-Jan-2021
Document Format
Administrative Proceeding
AAER
4201
Allegation Type
Foreign Corrupt Practices Act
Document Summary
The SEC stated: "Deutsche Bank AG will pay more than $43 million to settle charges that it violated the Foreign Corrupt Practices Act (FCPA) in connection with its improper use of third-party intermediaries."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Disgorgement
Individual:
$35,000,000.00
Shared:
Pre-Judgment Interest
Individual:
$8,000,000.00
Shared:
Total Penalty
Individual:
$43,000,000.00
Shared: