Defendant Name:
ShiftPixy, Inc.
Defendant Type:
Public Company
Document Reference:
2021-76_3-20270
Document Details
Legal Case Name
In the Matter of ShiftPixy, Inc.
Document Name
SEC Charges Eight Companies for Failure to Disclose Complete Information on Form NT
Document Date
29-Apr-2021
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Document Summary
The SEC stated that: "[It] charged eight companies for
failing to disclose in SEC Form 12b-25 filings that their request for seeking a delayed quarterly or annual reporting
filing was caused by an anticipated restatement or correction of prior financial reporting. The violations were
uncovered by an initiative focused on Form 12b-25 filings by companies that quickly thereafter announced financial
restatements or corrections. Each of the companies was a public reporting company at the time of the violations
and agreed to settle the Commission's charges and pay civil penalties."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$25,000.00
Shared: