Defendant Name:
John P. Flannery
Defendant Type:
Individual
Document Reference:
33-9147
Document Details
Legal Case Name
In the Matter of John P. Flannery, and James D. Hopkins
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Document Date
30-Sep-2010
Document Format
Administrative Proceeding
File Number
3-14081
Administrative Law Judge
Brenda P. Murray
Allegation Type
Securities Offering
Other Defendants in Action:
