Defendant Name: Edward S. Steffelin

Defendant Type: Individual

Document Reference: court_doc43_11-cv-04204

Document Details

Legal Case Name SEC v. Edward S. Steffelin
Document Name Stipulation of Dismissal with Prejudice
Document Date 16-Nov-2012
Document Format Civil Proceeding
Case Number 11-cv-04204
Federal District Court New York, Southern District of New York
Federal District Judge Miriam Goldman Cedarbaum
Allegation Type Investment Advisers/Investment Companies
Document Summary

Disgorgement & Penalty Information

Resolutions
Dismissed with prejudice

Related Documents:

complaint_11-cv-04204 21-Jun-2011 Complaint
Complaint: Jury Trial Demanded

Related Actions:

SEC v. J.P. Morgan Securities LLC (f/k/a J.P. Morgan Securities Inc.)
In the Matter of GSCP (NJ), L.P.