Defendant Name:
Eric Ashman
Defendant Type:
Individual
Document Reference:
court_doc3_12-cv-09189
Document Details
Legal Case Name
SEC v. Eric Ashman
Document Name
Final Judgment as to Defendant Eric Ashman
Document Date
21-Dec-2012
Document Format
Civil Proceeding
Case Number
12-cv-09189
Federal District Court
New York, Southern District of New York
Federal District Judge
John G. Koeltl
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar from acting as Director or Officer of a public company for 3 years
Monetary Penalties:
Civil Penalty
Individual:
$125,000.00
Shared:
Defendant ordered to reimburse TheStreet, Inc. for $34,149 in incentive and equity based compensation pursuant to Section 304 of the Sarbanes-Oxley act.
Individual:
$34,149.00
Shared:
