Defendant Name: David Barnett

Defendant Type: Individual

Document Reference: court_doc3_12-cv-09191

Document Details

Legal Case Name SEC v. Gregg Alwine and David Barnett
Document Name Final Judgment as to Defendant David Barnett
Document Date 21-Dec-2012
Document Format Civil Proceeding
Case Number 12-cv-09191
Federal District Court New York, Southern District of New York
Federal District Judge John G. Koeltl
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Bars:
  • Bar from acting as Director or Officer of a public company for 10 years
Monetary Penalties:

Civil Penalty

Individual:     $130,000.00 Shared:    

Related Documents:

complaint_12-cv-09191 18-Dec-2012 Complaint
Complaint

Other Defendants in Action:

Related Actions:

SEC v. TheStreet, Inc.
SEC v. Eric Ashman
In the Matter of Eric Ashman, CPA