Defendant Name:
Rose M. Rudden
Defendant Type:
Individual
Document Reference:
id398cff
Document Details
Legal Case Name
In the Matter of Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevn J. Walsh, and Mark W. Wells
Document Name
Initial Decision
Document Date
25-Jun-2010
Document Format
Administrative Proceeding
File Number
3-13532
Administrative Law Judge
Carol Fox Foelak
Allegation Type
Broker Dealer
Disgorgement & Penalty Information
Bars:
- Bar from association in a supervisory capacity with any broker, dealer, or investment adviser for 1 year
Monetary Penalties:
Civil Penalty
Individual:
$65,000.00
Shared:
Other Defendants in Action:
