Defendant Name: Kevin M. Fee

Defendant Type: Individual

Document Reference: 33-8566-o_3-11445

Document Details

Legal Case Name In the Matter of David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
Document Name Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and Sections 15(B), 21c and 11(B) of the Securities Exchange Act of 1934 and Rule 11b-1 Thereunder
Document Date 12-Apr-2005
Document Format Administrative Proceeding
File Number 3-11893
Allegation Type Broker Dealer
Document Summary

Related Documents:

34-58792 15-Oct-2008 Administrative Proceeding
Order Making Findings, Imposing Remedial Sanctions, and Imposing a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934 as to Kevin M. Fee

Other Defendants in Action:

Related Actions:

In the Matter of Bear Wagner Specialists LLC