Defendant Name: Scott G. Hunt

Defendant Type: Individual

Document Reference: id381cff_3-11446

Document Details

Legal Case Name In the Matter of David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy Deboer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. Mcgagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
Document Name Initial Decision as to Donald R. Foley II, Scott G. Hunt, Frank A. Delaney IV, James V. Parolisi, Robert W. Luckow, Robert A. Johnson, Jr., Richard P. Volpe, and Robert A. Scavone, Jr.
Document Date 13-Jul-2009
Document Format Administrative Proceeding
File Number 3-11893
Administrative Law Judge Carol Fox Foelak
Allegation Type Broker Dealer
Document Summary

Disgorgement & Penalty Information

Resolutions
DISMISSED
Bars:
  • Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)

Related Documents:

33-8566-o_3-11446 12-Apr-2005 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and Sections 15(B), 21c and 11(B) of the Securities Exchange Act of 1934 and Rule 11b-1 Thereunder

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In the Matter of Fleet Specialist, Inc.