Defendant Name: Robert W. Luckow

Defendant Type: Individual

Document Reference: 33-8566-o_3-11448

Document Details

Legal Case Name In the Matter of David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
Document Name Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and Sections 15(B), 21c and 11(B) of the Securities Exchange Act of 1934 and Rule 11b-1 Thereunder
Document Date 12-Apr-2005
Document Format Administrative Proceeding
File Number 3-11893
Allegation Type Broker Dealer
Document Summary

Related Documents:

id381cff_3-11448 13-Jul-2009 ALJ Initial Decision
Initial Decision as to Donald R. Foley II, Scott G. Hunt, Frank A. Delaney IV, James V. Parolisi, Robert W. Luckow, Robert A. Johnson, Jr., Richard P. Volpe, and Robert A. Scavone, Jr.

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In the Matter of Spear, Leeds & Kellogg Specialists LLC