Defendant Name: Kenneth W. Corba

Defendant Type: Individual

Document Reference: IA-2523

Document Details

Legal Case Name In the Matter of Kenneth W. Corba
Document Name Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions
Document Date 16-Jun-2006
Document Format Administrative Proceeding
File Number 3-12337
Allegation Type Investment Advisers/Investment Companies
Document Summary

Disgorgement & Penalty Information

Resolutions
Bars:
  • Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization for 1 year

Related Actions:

In the Matter of PA Fund Management LLC f/k/a PIMCO Advisors Fund Management LLC, PEA Capital LLC f/k/a PIMCO Equity Advisors LLC, and PA Distributors LLC f/k/a PIMCO Advisors Distributors LLC
SEC v. Stephen J. Treadway and Kenneth W. Corba
In the Matter of Stephen J. Treadway