Defendant Name:
J. David Huber
Defendant Type:
Individual
Document Reference:
IA-2884
Document Details
Legal Case Name
In the Matter of J. David Huber
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order as to J. David Huber
Document Date
28-May-2009
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Disgorgement
Individual:
$13,800.00
Shared:
Pre-Judgment Interest
Individual:
$4,200.00
Shared:
Total Penalty
Individual:
$18,000.00
Shared:
