Defendant Name:
Melissa M. Hurley
Defendant Type:
Individual
Document Reference:
IA-2885
Document Details
Legal Case Name
In the Matter of Melissa M. Hurley
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order as to Melissa M. Hurley
Document Date
28-May-2009
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Disgorgement
Individual:
$15,000.00
Shared:
Civil Penalty
Individual:
$15,000.00
Shared:
Pre-Judgment Interest
Individual:
$5,569.22
Shared:
Total Penalty
Individual:
$35,569.22
Shared:
