Defendant Name: Melissa M. Hurley

Defendant Type: Individual

Document Reference: IA-2885

Document Details

Legal Case Name In the Matter of Melissa M. Hurley
Document Name Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order as to Melissa M. Hurley
Document Date 28-May-2009
Document Format Administrative Proceeding
File Number 3-13493
Allegation Type Investment Advisers/Investment Companies
Document Summary

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Monetary Penalties:

Disgorgement

Individual:     $15,000.00 Shared:    

Civil Penalty

Individual:     $15,000.00 Shared:    

Pre-Judgment Interest

Individual:     $5,569.22 Shared:    

Total Penalty

Individual:     $35,569.22 Shared:    

Related Actions:

In the Matter of BISYS Fund Services, Inc.
In the Matter of J. David Huber
In the Matter of AmSouth Bank, N.A. (n/k/a Regions Bank), and AmSouth Asset Management, Inc. (n/k/a Morgan Asset Management)