Defendant Name:
Lisa B. Premo
Defendant Type:
Individual
Document Reference:
IA-3355
Document Details
Legal Case Name
In the Matter of Lisa B. Premo
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940
Document Date
17-Jan-2012
Document Format
Administrative Proceeding
File Number
3-14697
Administrative Law Judge
Brenda P. Murray
Allegation Type
Investment Advisers/Investment Companies
