Defendant Name:
Jaime L. Durando
Defendant Type:
Individual
Document Reference:
34-93044
Document Details
Legal Case Name
In the Matter of Jaime L. Durando
Document Name
Order Instituting Administrative and Cease-And-Desist Proceedings Pursuant To Sections 15(b), 15B(c) And 21C of The Securities Exchange Act of 1934 Making Findings, and Imposing Remedial Sanctions and A Cease-and-Desist Order
Document Date
17-Sep-2021
Document Format
Administrative Proceeding
Allegation Type
Municipal Securities & Public Pensions
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Censured
Monetary Penalties:
Civil Penalty
Individual:
$25,000.00
Shared:
