Defendant Name:
Karen J. Smith
Defendant Type:
Individual
Document Reference:
court_doc218_22-cv-10651
Document Details
Legal Case Name
SEC v. American Renal Associates Holdings, Inc., Jonathan L. Wilcox, Jason M. Boucher, and Karen J. Smith
Document Name
Final Judgment as to Defendant Karen J. Smith
Document Date
17-Jan-2025
Document Format
Civil Proceeding
Case Number
21-cv-10366
Federal District Court
Massachusetts, District of Massachusetts
Federal District Judge
Nathaniel M. Gorton
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Bars:
- Bar from acting as Director or Officer of a public company for 1 year
Monetary Penalties:
Disgorgement
Individual:
$43,348.59
Shared:
Civil Penalty
Individual:
$35,000.00
Shared:
Pre-Judgment Interest
Individual:
$17,106.82
Shared:
Total Penalty
Individual:
$95,455.41
Shared:
Other Defendants in Action:
