Defendant Name: John F. Kendrick

Defendant Type: Individual

Document Reference: 34-62500

Document Details

Legal Case Name In the Matter of John F. Kendrick
Document Name Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 15(b), 15B(c)(4) and 21C of the Securities Exchange Act of 1934
Document Date 14-Jul-2010
Document Format Administrative Proceeding
File Number 3-13830
Administrative Law Judge Carol Fox Foelak
Allegation Type Municipal Securities & Public Pensions
Document Summary

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Monetary Penalties:

Civil Penalty

Individual:     $10,000.00 Shared:    

Related Documents:

34-61767 24-Mar-2010 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b), 15B(c)(4) and 21C of the Securities Exchange Act of 1934 and Notice of Hearing

Related Actions:

In the Matter of Southwest Securities, Inc.