Defendant Name:
Gavin D. Southwell
Defendant Type:
Individual
Document Reference:
33-11084
Document Details
Legal Case Name
In the Matter of Health Insurance Innovations, Inc., now named Benefytt Technologies, Inc., and Gavin D. Southwell
Document Name
Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
20-Jul-2022
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Fair Funds
Monetary Penalties:
Disgorgement
Individual:
$320,000.00
Shared:
Civil Penalty
Individual:
$750,000.00
Shared:
Pre-Judgment Interest
Individual:
$41,511.00
Shared:
Other Defendants in Action:
