Defendant Name:
Robert P. Jordheim
Defendant Type:
Individual
Document Reference:
33-11088
Document Details
Legal Case Name
In the Matter of Surgalign Holdings, Inc., and Robert P. Jordheim
Document Name
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
03-Aug-2022
Document Format
Administrative Proceeding
AAER
4318
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Fair Funds
Bars:
- Bar on practicing before the SEC as an Accountant for 5 years
Monetary Penalties:
Civil Penalty
Individual:
$75,000.00
Shared:
Clawback provision ex art. 304 Sarbanes-Oxley Act
Individual:
$206,831.00
Shared:
Other Defendants in Action:
