Defendant Name:
Asset Management Group of Bank of Hawaii
Defendant Type:
Subsidiary of Public Company
Document Reference:
IA-6127-s
Document Details
Legal Case Name
In the Matter of Asset Management Group of Bank of Hawaii
Document Name
SEC Charges Four Investment Advisers for Pay-to-Play Violations Involving Campaign Contributions
Document Date
15-Sep-2022
Document Format
Administrative Proceeding
Allegation Type
Municipal Securities & Public Pensions
Document Summary
The SEC stated that: "[It] charged Asset Management Group of Bank of Hawaii . . . for violating the SEC's pay-to-play rule for investment advisers"
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Censured
Monetary Penalties:
Civil Penalty
Individual:
$45,000.00
Shared: