Defendant Name:
RSM US LLP
Defendant Type:
Other
Document Reference:
34-95948
Document Details
Legal Case Name
In the Matter of RSM US LLP
Document Name
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
30-Sep-2022
Document Format
Administrative Proceeding
AAER
4346
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On September 30, 2022, the SEC instituted cease and desist proceedings, finding that "During the period 2015 to 2018, RSM engaged in improper professional conduct during multiple audits of Revolution Lighting Technologies, Inc. ("Revolution")."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Censured
Compliance Related Independent Consultant
Monetary Penalties:
Civil Penalty
Individual:
$3,750,000.00
Shared:
