Defendant Name:
Claude Fernandez
Defendant Type:
Individual
Document Reference:
34-57705
Document Details
Legal Case Name
In the Matter of Claude Fernandez (CPA)
Document Name
Order Instituting Public Administrative Proceedings, Pursuant to Rule 102 (e) of the Commission's Rule of Practice, Making Findings, and Imposing Remedial Sanctions
Document Date
23-Apr-2008
Document Format
Administrative Proceeding
AAER
2812
Allegation Type
Broker Dealer
Disgorgement & Penalty Information
Bars:
- Bar on practicing before the SEC as an Accountant for 2 years
