Defendant Name: Claude Fernandez

Defendant Type: Individual

Document Reference: 34-57705

Document Details

Legal Case Name In the Matter of Claude Fernandez (CPA)
Document Name Order Instituting Public Administrative Proceedings, Pursuant to Rule 102 (e) of the Commission's Rule of Practice, Making Findings, and Imposing Remedial Sanctions
Document Date 23-Apr-2008
Document Format Administrative Proceeding
File Number 3-13018
AAER 2812
Allegation Type Broker Dealer
Document Summary

Disgorgement & Penalty Information

  • Bar on practicing before the SEC as an Accountant for 2 years

Related Actions:

In the Matter of Ameriprise Financial Services, Inc.
SEC v. W.P. Carey & Co. LLC, Carey Financial LLC, John J. Park, and Claude Fernandez