Defendant Name: Kimon P. Daifotis

Defendant Type: Individual

Document Reference: court_doc204_11-cv-00137

Document Details

Legal Case Name SEC v. Kimon P. Daifotis and Randall Merk
Document Name Final Judgment as to Defendant Kimon P. Daifotis
Document Date 17-Jul-2012
Document Format Civil Proceeding
Case Number 11-cv-00137
Federal District Court California, Northern District of California
Federal District Judge William H. Alsup
Allegation Type Securities Offering
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Fair Funds
Monetary Penalties:

Disgorgement

Individual:     $250,000.00 Shared:    

Civil Penalty

Individual:     $75,000.00 Shared:    

Total Penalty

Individual:     $325,000.00 Shared:    

Related Documents:

comp21805 11-Jan-2011 Complaint
Complaint

Other Defendants in Action:

Related Actions:

In the Matter of Charles Schwab Investment Management; Charles Schwab & Co., Inc; and Schwab Investments
SEC v. Charles Schwab Investment Management, Inc.; Charles Schwab & Co., Inc; and Schwab Investments
In the Matter Randall Merk
In the Matter of Kimon P. Daifotis