Defendant Name: Randall Merk

Defendant Type: Individual

Document Reference: court_doc102_11-cv-00137

Document Details

Legal Case Name SEC v. Kimon P. Daifotis and Randall Merk
Document Name Final Judgment as to Defendant Randall Merk
Document Date 21-Nov-2011
Document Format Civil Proceeding
Case Number 11-cv-00137
Federal District Court California, Northern District of California
Federal District Judge William H. Alsup
Allegation Type Securities Offering
Document Summary

Disgorgement & Penalty Information

Fair Funds
Monetary Penalties:

Civil Penalty

Individual:     $150,000.00 Shared:    

Related Documents:

comp21805 11-Jan-2011 Complaint

Other Defendants in Action:

Related Actions:

In the Matter of Charles Schwab Investment Management; Charles Schwab & Co., Inc; and Schwab Investments
SEC v. Charles Schwab Investment Management, Inc.; Charles Schwab & Co., Inc; and Schwab Investments
In the Matter Randall Merk
In the Matter of Kimon P. Daifotis