Defendant Name:
Paul C. Tarell, Jr.
Defendant Type:
Individual
Document Reference:
33-11196
Document Details
Legal Case Name
In the Matter of Gaia, Inc. and Paul C. Tarell, Jr., CPA
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
23-May-2023
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$50,000.00
Shared:
Other Defendants in Action:
