Defendant Name:
Michael K. Lawlor
Defendant Type:
Individual
Document Reference:
33-11200
Document Details
Legal Case Name
In the Matter of Michael K. Lawlor
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
05-Jun-2023
Document Format
Administrative Proceeding
AAER
4415
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$75,000.00
Shared: