Defendant Name:
Milton Charles (“Todd”) Ault III
Defendant Type:
Individual
Document Reference:
33-11222
Document Details
Legal Case Name
In the Matter of Ault Alliance, Inc. (f/k/a BitNile Holdings, Inc., Ault Global Holdings, Inc., DPW Holdings, Inc., and Digital Power Corporation); Milton Charles ("Todd") Ault III; and William B. Horne, CPA
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
15-Aug-2023
Document Format
Administrative Proceeding
AAER
4440
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Disgorgement
Individual:
$75,000.00
Shared:
Civil Penalty
Individual:
$150,000.00
Shared:
Pre-Judgment Interest
Individual:
$10,504.00
Shared:
Total Penalty
Individual:
$235,504.00
Shared:
Other Defendants in Action:
