Defendant Name:
George B. Doherty
Defendant Type:
Individual
Document Reference:
34-64496
Document Details
Legal Case Name
In the Matter of George B. Doherty
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order and Civil Penalty
Document Date
13-May-2011
Document Format
Administrative Proceeding
File Number
3-14384
Administrative Law Judge
Brenda P. Murray
AAER
3281
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Disgorgement
Individual:
$9,846.00
Shared:
Civil Penalty
Individual:
$20,000.00
Shared:
Pre-Judgment Interest
Individual:
$1,330.00
Shared:
Total Penalty
Individual:
$31,176.00
Shared:
