Defendant Name:
KCG Americas LLC
Defendant Type:
Subsidiary of Public Company
Document Reference:
LR-25827
Document Details
Legal Case Name
SEC v. Virtu Financial Inc. and Virtu Americas LLC
Document Name
SEC Charges Virtu for False and Misleading Disclosures Relating to Information Barriers
Document Date
12-Sep-2023
Document Format
Civil Proceeding
Case Number
23-cv-08072
Federal District Court
New York, Southern District of New York
Allegation Type
Broker Dealer
Document Summary
On September 12, 2023, the SEC stated that: "[It] filed charges against broker-dealer Virtu Americas LLC and its parent
company, Virtu Financial Inc. (collectively, Virtu), for making materially false and misleading statements and omissions
regarding information barriers to prevent the misuse of sensitive customer information."
Other Defendants in Action: