Defendant Name:
Lattice Semiconductor Corporation
Defendant Type:
Public Company
SIC Code:
3670
CUSIP:
51841510
Document Reference:
34-98548
Document Details
Legal Case Name
In the Matter of Lattice Semiconductor Corporation
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
27-Sep-2023
Document Format
Administrative Proceeding
Allegation Type
Other
Document Summary
On September 27, 2023, the SEC instituted settled cease-and-desist proceedings against Lattice Semiconductor Corporation, stating: "These proceedings arise out of violations of the issuer reporting requirements and
beneficial ownership reporting requirements of the federal securities laws. "
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Civil Penalty
Individual:
$185,000.00
Shared: