Defendant Name:
Charter Communications, Inc.
Defendant Type:
Public Company
SIC Code:
4841
CUSIP:
16119P10
Document Reference:
34-98923
Document Details
Legal Case Name
In the Matter of Charter Communications, Inc.
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
14-Nov-2023
Document Format
Administrative Proceeding
Allegation Type
Other
Document Summary
On November 14, 2023, the SEC instituted cease-and-desist proceedings against Charter Communications, Inc., stating: "This matter concerns Charter’s failure to devise and maintain internal accounting
controls that reasonably assured that the company’s stock buybacks were conducted in accordance
with management authorizations."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$25,000,000.00
Shared:
