Defendant Name:
Clark Schaefer Hackett & Co.
Defendant Type:
Other
Document Reference:
34-99638
Document Details
Legal Case Name
In the Matter of Clark Schaefer Hackett & Co.
Document Name
Order Instituting Public Administrative and Cease-And-Desist Proceedings Pursuant to Sections 4C And 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-And-Desist Order
Document Date
29-Feb-2024
Document Format
Administrative Proceeding
AAER
4491
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Censured
Compliance Related Independent Consultant
Other Compliance Related Undertaking
Monetary Penalties:
Disgorgement
Individual:
$27,822.00
Shared:
Civil Penalty
Individual:
$50,000.00
Shared:
Pre-Judgment Interest
Individual:
$3,059.00
Shared:
